Data Entry Question and Answer

$150 $49

Remote Question and Answer

$150 $49

Virtual Assistant Question and Answer

$150 $49

Content Moderator Question and Answer

$150 $49

Customer Service Question and Answer

$150 $49

Video Game Tester Question and Answer

$150 $49

Global Banking & Markets, Regulatory Due Diligence, Senior Associate - Salt Lake City

Other Jobs To Apply

<p>YOUR IMPACT</p> <p>Regulatory Due Diligence is looking for a motivated leader to join our vibrant Salt Lake City team. The core workflow consists of team members working with a wide variety of individuals from the Global Banking and Markets, Compliance and Legal divisions to facilitate an excellent client onboarding experience and mitigate risks associated with the regulatory requirements and documentation of related transactions. As a member of the Client Onboarding organization, the individual will specialize in the review of documentation related to global financial regulatory obligations and the approval of new relationships for the global Institutional Franchise and Clearing businesses. The individual will work directly with our internal partners, clients, and sales in a fast-paced environment with precision and accuracy. In addition, the individual will lead and motivate team members, work cross-functionally for process and procedure solutions, and to manage escalations. This individual will also be involved in driving forward innovative solutions and collaborating with Technology. The ability to prioritize, meet deadlines and communicate to all levels of the organization, including Sales, Legal and Compliance is critical. </p> <p>OUR IMPACT</p> <p>Global Banking & Markets – Public spans all product lines and markets, serving as internal business partners who develop the processes and controls, and help to specify the systems that deliver accuracy, timeliness and integrity to our business.</p> <p>Global Banking & Markets – Public is a dynamic, multi-faceted division that partners with all parts of the firm to deliver banking, sales & trading, and asset management capabilities to clients around the world. In addition, Global Banking & Markets – Public provides essential risk management and control to preserve and enhance the firm’s assets and its reputation. For every trade agreed, new product launched and every transaction completed, it is Global Markets that develops the processes and controls that makes business flow.</p> <p>HOW YOU WILL FULFILL YOUR POTENTIAL</p> <p>-<span> </span>The Regulatory Due Diligence team conducts regulatory adherence checks for counterparties trading with Goldman Sachs to ensure all parties meet its’ compliance obligations and other regulatory requirements. </p> <p>- The work Regulatory Due Diligence performs is critical to support both new client onboardings as well as managing existing client maintenance/data quality.</p> <p>- In this role, you will be expected to engage the Business, Compliance, Credit, Legal and Operations stakeholders to ensure effective onboarding of clients. </p> <p>- You will need to be a quick learner and understand the regulatory environment, including multiple new regulations, to identify risk and escalate concerns while ensuring to protect the firm and the clients. </p> <p>- You will be required to have the ability to prioritize, meet deadlines and communicate to all levels of the organization. </p> <p>- Key to Regulatory Due Diligence team members’ success is the ability to use critical thinking to balance tight control requirements with the service demands of our internal clients</p> <p>- Support and execution of on-going projects initiatives including new regulatory requirements and new business markets</p> <p>SKILLS & EXPERIENCE WE’RE LOOKING FOR</p> <p>-Bachelor’s degree </p> <p>-Critical thinking / thought leadership / ability to suggest improvements and “hunt” for risk</p> <p>-Service orientation, sense of urgency, ability to manage internal clients’ expectations, follow- through and professionalism</p> <p>-Thrives in a teamwork environment, strong interpersonal skills</p> <p>-Detail oriented</p> <p>-Ability to multi-task and prioritize</p> <p>-Strong verbal and written communication</p> <p>-Technical expertise in Microsoft Office (Word, Excel, etc.) as well as proficiency with web-based applications</p> <p>- Ability to collaborate with Legal & Compliance teams to create solutions for our clients</p> <p> </p> <p>PREFERRED QUALIFICATIONS</p> <p>-3 to 5 years work experience with prior management responsibilities</p> <p>- Experience with major regulators such as CFTC/SEC/NFA a plus</p> <p>- Candidate must be proactive, enthusiastic and team oriented</p> <p>- Ability to remain composed under pressure</p> <p>- Ability to prioritize and make decisions in a fast-paced environment</p> <p>- Accuracy and attention to detail</p> <p>- Strong client service orientation</p> <p>- Strong written and verbal communication skills</p> <p>- Adapt to new changes and new challenges</p> <p>- Strong analytical skills</p> <p>- Well developed organizational skills</p> <p> </p>Global Markets Operations – Client Onboarding- Regulatory Due Diligence Operations – Associate/ Senior Associate - SLC

Back to blog

Yelp Question and Answer

$150 $49

Amzon Question and Answer

$150 $49

Netflix Question and Answer

$150 $49

Disney Question and Answer

$150 $49

Apple Question and Answer

$150 $49

Southwest Airline Q & A

$150 $49

Delta Airline Q & A

$150 $49

Costco Question and Answer

$150 $49

American Question and Answer

$150 $49

Walmart Question and Answer

$150 $49

Tesla Question and Answer

$150 $49

Google Question and Answer

$150 $49

Common Interview Questions And Answers

1. HOW DO YOU PLAN YOUR DAY?

This is what this question poses: When do you focus and start working seriously? What are the hours you work optimally? Are you a night owl? A morning bird? Remote teams can be made up of people working on different shifts and around the world, so you won't necessarily be stuck in the 9-5 schedule if it's not for you...

2. HOW DO YOU USE THE DIFFERENT COMMUNICATION TOOLS IN DIFFERENT SITUATIONS?

When you're working on a remote team, there's no way to chat in the hallway between meetings or catch up on the latest project during an office carpool. Therefore, virtual communication will be absolutely essential to get your work done...

3. WHAT IS "WORKING REMOTE" REALLY FOR YOU?

Many people want to work remotely because of the flexibility it allows. You can work anywhere and at any time of the day...

4. WHAT DO YOU NEED IN YOUR PHYSICAL WORKSPACE TO SUCCEED IN YOUR WORK?

With this question, companies are looking to see what equipment they may need to provide you with and to verify how aware you are of what remote working could mean for you physically and logistically...

5. HOW DO YOU PROCESS INFORMATION?

Several years ago, I was working in a team to plan a big event. My supervisor made us all work as a team before the big day. One of our activities has been to find out how each of us processes information...

6. HOW DO YOU MANAGE THE CALENDAR AND THE PROGRAM? WHICH APPLICATIONS / SYSTEM DO YOU USE?

Or you may receive even more specific questions, such as: What's on your calendar? Do you plan blocks of time to do certain types of work? Do you have an open calendar that everyone can see?...

7. HOW DO YOU ORGANIZE FILES, LINKS, AND TABS ON YOUR COMPUTER?

Just like your schedule, how you track files and other information is very important. After all, everything is digital!...

8. HOW TO PRIORITIZE WORK?

The day I watched Marie Forleo's film separating the important from the urgent, my life changed. Not all remote jobs start fast, but most of them are...

9. HOW DO YOU PREPARE FOR A MEETING AND PREPARE A MEETING? WHAT DO YOU SEE HAPPENING DURING THE MEETING?

Just as communication is essential when working remotely, so is organization. Because you won't have those opportunities in the elevator or a casual conversation in the lunchroom, you should take advantage of the little time you have in a video or phone conference...

10. HOW DO YOU USE TECHNOLOGY ON A DAILY BASIS, IN YOUR WORK AND FOR YOUR PLEASURE?

This is a great question because it shows your comfort level with technology, which is very important for a remote worker because you will be working with technology over time...